As the regulator of the financial sector, the Financial Conduct Authority investigates companies and individuals. Those investigated must take the right steps to protect their assets and reputation.
/ Legal Articles / Financial Conduct Authority (FCA)
Niall Hearty of financial crime specialists Rahman Ravelli outlines the government’s reaction to the Treasury Committee’s economic crime report.
By Niall Hearty
9 May 2022
2 min read
Niall Hearty of Rahman Ravelli summarises the Financial Conduct Authority’s plans for 2022-25.
By Niall Hearty 21 April 2022
Syedur Rahman of Rahman Ravelli considers a case that centred on a company’s awareness of industry-related legal developments
By Syedur Rahman
30 September 2021
2 min read
Nicola Sharp of Rahman Ravelli details a case that confirms EU law cannot stop those guilty of tax offences being prosecuted for laundering the proceeds.
By Nicola Sharp
27 September 2021
3 min read
Syedur Rahman of Rahman Ravelli details a case that highlights the criteria that need to be met to obtain a freezing order.
By Syedur Rahman
3 September 2021
3 min read
It came as little surprise that the Financial Conduct Authority (FCA - the regulator within the UK's financial services sector) was prepared to change its regime to help the UK attract some of the billions that are being invested in the gro...
By Syedur Rahman
23 August 2021
5 min read
Niall Hearty of Rahman Ravelli details the new fast-track procedure that allows insolvency practitioners to make urgent Defence Against Money Laundering requests
By Niall Hearty
17 August 2021
3 min read
Last month, a futures fund which is now in liquidation launched proceedings in the High Court against its asset manager and its officers. The proceedings were prompted by allegations that its funds had been put into high-risk investments in...
By Syedur Rahman
11 August 2021
4 min read
Niall Hearty of Rahman Ravelli outlines cartel legislation, its enforcement and the options available to those accused of it.
By Niall Hearty
12 July 2021
7 min read
Syedur Rahman of Rahman Ravelli details the Financial Conduct Authority’s plans to change the UK’s company listings regime to attract special acquisition companies.
By Syedur Rahman
24 June 2021
5 min read
