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Financial Conduct Authority (FCA)

As the regulator of the financial sector, the Financial Conduct Authority investigates companies and individuals. Those investigated must take the right steps to protect their assets and reputation.


Financial Conduct Authority (FCA)


SPACs, The FCA's New Rules and The Banks

It came as little surprise that the Financial Conduct Authority (FCA - the regulator within the UK's financial services sector) was prepared to change its regime to help the UK attract some of the billions that are being invested in the gro...

Photo of Syedur Rahman

By Syedur Rahman  23 August 2021
5 min read


Breach of Trust. Syed Rahman of Rahman Ravelli examines what constitutes breach of trust

Last month, a futures fund which is now in liquidation launched proceedings in the High Court against its asset manager and its officers. The proceedings were prompted by allegations that its funds had been put into high-risk investments in...

Photo of Syedur Rahman

By Syedur Rahman  11 August 2021
4 min read