As the regulator of the financial sector, the Financial Conduct Authority investigates companies and individuals. Those investigated must take the right steps to protect their assets and reputation.
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Syed Rahman of Rahman Ravelli details the Financial Conduct Authority’s case against Sapien Capital Ltd in relation to Cum-Ex trading
By Syedur Rahman
21 May 2021
5 min read
Syedur Rahman of Rahman Ravelli assesses how the UK is considering making the City more appealing to special purpose acquisition companies (SPACs).
By Syedur Rahman
6 May 2021
5 min read
Syedur Rahman of Rahman Ravelli considers the Financial Conduct Authority’s attempt to encourage would-be whistleblowers to report directly to it.
By Syedur Rahman
8 April 2021
2 min read
Syedur Rahman of Rahman Ravelli considers the Financial Conduct Authority’s attempt to encourage would-be whistleblowers to report directly to it.
By Syedur Rahman
8 April 2021
2 min read
Nicola Sharp of Rahman Ravelli considers the Financial Conduct Authority’s recent approaches to ensuring market integrity
By Nicola Sharp
31 March 2021
2 min read
Nicola Sharp of Rahman Ravelli considers the Financial Conduct Authority’s recent approaches to ensuring market integrity
By Nicola Sharp
31 March 2021
2 min read
Nicola Sharp of Rahman Ravelli considers a case where technology played a key role in obtaining a summary judgement.
By Nicola Sharp
26 March 2021
2 min read
Josie Welland, of financial crime specialists Rahman Ravelli, outlines recent developments and proposals regarding cryptocurrency regulation.
19 March 2021
3 min read
Syedur Rahman of Rahman Ravelli examines a case that ruled on whether a Warning Notice can be issued while there is a liquidation stay on action and proceedings.
By Syedur Rahman
14 December 2020
3 min read
Among the many changes in 2020, at least one thing remained constant: US law enforcement's focus on "spoofing" and similar variations of market manipulation. The CFTC, SEC, and DOJ all notched important wins despite defendants' continued ef...
By Nicola Sharp
4 December 2020
36 min read
