As the regulator of the financial sector, the Financial Conduct Authority investigates companies and individuals. Those investigated must take the right steps to protect their assets and reputation.
/ Legal Articles / Financial Conduct Authority (FCA)
Syedur Rahman of Rahman Ravelli considers the Financial Conduct Authority’s attempt to encourage would-be whistleblowers to report directly to it.
By Syedur Rahman
8 April 2021
2 min read
Syedur Rahman of Rahman Ravelli considers the Financial Conduct Authority’s attempt to encourage would-be whistleblowers to report directly to it.
By Syedur Rahman
8 April 2021
2 min read
Nicola Sharp of Rahman Ravelli considers the Financial Conduct Authority’s recent approaches to ensuring market integrity
By Nicola Sharp
31 March 2021
2 min read
Nicola Sharp of Rahman Ravelli considers the Financial Conduct Authority’s recent approaches to ensuring market integrity
By Nicola Sharp
31 March 2021
2 min read
Nicola Sharp of Rahman Ravelli considers a case where technology played a key role in obtaining a summary judgement.
By Nicola Sharp
26 March 2021
2 min read
Josie Welland, of financial crime specialists Rahman Ravelli, outlines recent developments and proposals regarding cryptocurrency regulation.
19 March 2021
3 min read
Syedur Rahman of Rahman Ravelli examines a case that ruled on whether a Warning Notice can be issued while there is a liquidation stay on action and proceedings.
By Syedur Rahman
14 December 2020
3 min read
Among the many changes in 2020, at least one thing remained constant: US law enforcement's focus on "spoofing" and similar variations of market manipulation. The CFTC, SEC, and DOJ all notched important wins despite defendants' continued ef...
After an options broker was fined millions for printing trades, Nicola Sharp of Rahman Ravelli examines the Financial Conduct Authority’s approach to the practice.
By Nicola Sharp
3 December 2020
4 min read
The Financial Conduct Authority has disclosed information about the size of its caseload this year. Syedur Rahman of Rahman Ravelli considers how it is functioning in the pandemic.
By Syedur Rahman 6 November 2020
