As the regulator of the financial sector, the Financial Conduct Authority investigates companies and individuals. Those investigated must take the right steps to protect their assets and reputation.
/ Legal Articles / Financial Conduct Authority (FCA)
Syedur Rahman of Rahman Ravelli outlines a case that emphasises the important distinction between regulated and unregulated firms regarding pensions advice.
By Syedur Rahman
23 July 2020
2 min read
With the FCA having fined Commerzbank more than £37M for a lack of money laundering controls, Syed Rahman of Rahman Ravelli outlines the regulatory requirements for banks.
By Syedur Rahman
30 June 2020
2 min read
Legal Director Syedur Rahman considers the issues that need to be resolved in crypto-asset-related litigation.
By Syedur Rahman 25 June 2020
Syedur Rahman of Rahman Ravelli on Financial Conduct Authority warnings and the need for compliance.
By Syedur Rahman 16 June 2020
Syedur Rahman of Rahman Ravelli outlines cryptoassets firms’ obligation to register with the FCA before the end of this month.
By Syedur Rahman 16 June 2020
Aziz Rahman of Rahman Ravelli considers the likely effectiveness of new data-sharing measures under the US-UK Bilateral Data Access Agreement
By Azizur Rahman
11 May 2020
2 min read
Nicola Sharp of business crime solicitors Rahman Ravelli explains wrongful trading and the responsibilities placed on directors.
By Nicola Sharp
1 May 2020
3 min read
Nicola Sharp of Rahman Ravelli examines the obligations the FCA places on businesses regarding whistleblowing
By Nicola Sharp
18 March 2020
4 min read
Rahman Ravelli gives an overview of the charges and acquittals involved in the Barclays Qatar fundraising investigation.
3 March 2020
2 min read
Syedur Rahman of Rahman Ravelli considers a case with significance for those acting as trustees who are seeking to recover assets.
By Syedur Rahman
17 February 2020
4 min read
