As the regulator of the financial sector, the Financial Conduct Authority investigates companies and individuals. Those investigated must take the right steps to protect their assets and reputation.
/ Legal Articles / Financial Conduct Authority (FCA)
Nicola Sharp of business crime solicitors Rahman Ravelli explains wrongful trading and the responsibilities placed on directors.
By Nicola Sharp
1 May 2020
3 min read
Nicola Sharp of Rahman Ravelli examines the obligations the FCA places on businesses regarding whistleblowing
By Nicola Sharp
18 March 2020
4 min read
Rahman Ravelli gives an overview of the charges and acquittals involved in the Barclays Qatar fundraising investigation.
3 March 2020
2 min read
Syedur Rahman of Rahman Ravelli considers a case with significance for those acting as trustees who are seeking to recover assets.
By Syedur Rahman
17 February 2020
4 min read
Syedur Rahman of Rahman Ravelli outlines EBA changes to fraud reporting under PSD2.
By Syedur Rahman 4 February 2020
Rahman Ravelli’s Syedur Rahman outlines the approaches being adopted by the two organisations to enhance their regulatory capabilities.
By Syedur Rahman 28 January 2020
Nicola Sharp of Rahman Ravelli explains the significance of a Financial Reporting Council (FRC) Tribunal decision regarding misconduct.
By Nicola Sharp
9 January 2020
3 min read
Nicola Sharp of Rahman Ravelli explains the newly-introduced directive and what it means for companies.
By Nicola Sharp
12 December 2019
4 min read
Nicola Sharp of Rahman Ravelli considers the problems suffered by those who invested with Neil Woodford, criticism of the FCA’s approach to the crisis and the value of new FCA rules on liquidity.
By Nicola Sharp
12 November 2019
4 min read
Syedur Rahman of Rahman Ravelli outlines the mini bonds fiasco and the relevant regulation issues under the Financial Services and Markets Act.
By Syedur Rahman 7 November 2019