Author: Nicola Sharp
27 April 2021
3 min read
Nicola Sharp of Rahman Ravelli outlines a case that illustrates the circumstances when an NPO can be granted.
Norwich Pharmacal Orders (NPOs) are useful tools that, when granted, require the other side to disclose certain requested documents or information. They are commonly deployed against innocent third parties in order to fully establish a claim against a defendant. NPOs can, for example, assist with the identification of the proper defendant and/or other key information to be used in the tracing of misappropriated assets.
The case of Hickox v Dickinson & Anor  EWHC 2520 (Ch) explored the circumstances when an NPO can be granted. It is a case that gives particular hope to victims of art fraud and theft that the English courts are willing and able to assist victims in tracing the relevant property.
The circumstances of this case are that of a typical art fraud. The claimant (Ms Hickox) asserted that a painting entitled Calanque de Canoubier (Pointe de Bamer), created by the impressionist painter Paul Signac in 1986, had been stolen from her by a third party, Mr Timothy Sammons. Ms Hickox entered into arrangements with him to broker a sale. Unknown to Ms Hickox, Mr Sammons is a former art dealer who was convicted of fraud in the US in 2019.
The defendants, Simon Dickinson and Simon C Dickinson Ltd, are an art dealership and its director that acted as the agent for the purchaser of the painting. Mr Sammons arranged for the sale of the piece for $4.85 million to an unknown purchaser via the defendants. But when Ms Hickox realised that the painting had been stolen from her and set about trying to recover it, she did not know the identity of the person who had purchased it. It is common in the art world for the identity of a buyer to remain confidential. But this inevitably causes problems for victims of fraud or theft when it transpires that the art has been stolen.
By commencing proceedings and seeking the NPO, the claimant sought information about the painting’s whereabouts and any transactions related to it that might help her locate it (such as the identity of the purchaser).
In order to obtain an NPO, disclosure can be ordered where the claimant proves:
The two key issues of this case to be decided were:
The defendants argued that information about the sale was “confidential by reason of a general custom in the art world that the identity of clients of art dealers remain undisclosed” and that they worked in an industry of “wealthy individuals who place great emphasis on privacy and security.”
The judge, however, disagreed with this argument. This custom in the art world was not a reason for not granting the NPO in favour of Ms Hickox; particularly when confidentiality was a custom rather than a legal obligation. The court granted the application for an NPO. It was held that the claimant had established a good arguable claim in conversion by a person other than Mr Sammons.
The decision in Hickox v Dickinson shows that the courts are willing to extend the reach of the remedies available to those who have fallen victim to acts of art theft or fraud.
The most notable points from this case are that
Nicola is known for her fraud, civil recovery and business crime expertise, her experience of leading the largest financial disputes and multinational investigations and her skills in devising preventative measures and conducting internal investigations for corporates.