The Financial Conduct Authority (FCA) has a wide range of powers and a major role in regulating financial services and the financial markets.
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The Financial Conduct Authority (FCA) has a wide range of powers and a major role in regulating financial services and the financial markets. It regulates 58,000 financial services firms and financial markets in the UK and investigates and penalises those that breach financial regulations.
Zulfi Meerza of Rahman Ravelli details the Financial Conduct Authority’s efforts to hear from those affected by the UK’s Politically Exposed Persons (PEPs) regime.
By Zulfi Meerza
12 September 2023
2 min read
The Nationwide’s money laundering prevention efforts are coming under Financial Conduct Authority scrutiny. Nicola Sharp of Rahman Ravelli considers the regulator’s efforts to tackle the problem.
By Nicola Sharp 1 June 2023
Niall Hearty of Rahman Ravelli details the action that the Financial Conduct Authority expects to see from hundreds of companies.
By Niall Hearty
29 March 2023
3 min read
Nicola Sharp of Rahman Ravelli outlines how the levy will work for companies regulated by the Financial Conduct Authority.
By Nicola Sharp 21 March 2023
Angelika Hellweger, of financial crime specialists Rahman Ravelli, considers the cases.
By Dr. Angelika Hellweger 25 January 2023
Angelika Hellweger of Rahman Ravelli considers the reasons for the penalty.
By Dr. Angelika Hellweger 16 December 2022
The Financial Conduct Authority has censured a bank’s ex-CEO over money laundering compliance shortcomings. Angelika Hellweger of Rahman Ravelli details the case and the issues involved.
By Dr. Angelika Hellweger
24 November 2022
2 min read
Niall Hearty of Rahman Ravelli details the Financial Conduct Authority’s approach to Big Tech and financial services.
By Niall Hearty
1 November 2022
3 min read