Azizur Rahman | 11 July 2019
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The Financial Conduct Authority's (FCA) recent conviction of a UBS compliance officer and her friend have escalated the regulator's convictions on its criminal insider dealing prosecutions by a third in number to 89% in the last five years.
Revised statistics confirmed by the FCA, show the regulator started nine such prosecutions in the last five years from 2014/15 until 2018/19 and succeeded in eight.
Rahman Ravelli's Senior Partner, Aziz Rahman comments regarding these recent statistics and what they mean to individuals involved in market abuse/insider trading were featured on Thomson Reuters Regulatory Intelligence.
The article can be read here.
Featured at: Thomson Reuters
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