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/ News / Aziz Rahman discusses the FCA's criminal insider dealing prosecutions statistics with Thompson Reuters Regulatory Intelligence

Aziz Rahman discusses the FCA's criminal insider dealing prosecutions statistics with Thompson Reuters Regulatory Intelligence

The Financial Conduct Authority's (FCA) recent conviction of a UBS compliance officer and her friend have escalated the regulator's convictions on its criminal insider dealing prosecutions by a third in number to 89% in the last five years.

Revised statistics confirmed by the FCA, show the regulator started nine such prosecutions in the last five years from 2014/15 until 2018/19 and succeeded in eight.

Rahman Ravelli's Senior Partner, Aziz Rahman comments regarding these recent statistics and what they mean to individuals involved in market abuse/insider trading were featured on Thomson Reuters Regulatory Intelligence.

The article can be read here.

Azizur Rahman

Azizur Rahman

Senior Partner

aziz.rahman@rahmanravelli.co.uk
+44 (0)203 911 9339 vCard

Specialist Areas of Practice: International Regulation and Corporate Crime, Fraud and Business Crime, Complex Crime, Civil Fraud, Corporate Investigations.

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