As the regulator of the financial sector, the Financial Conduct Authority investigates companies and individuals. Those investigated must take the right steps to protect their assets and reputation.
/ News / Financial Conduct Authority (FCA)
Aziz Rahman of financial crime solicitors Rahman Ravelli emphasises the importance of companies doing the same.
8 April 2020
LIBOR has been lurching in and out of the news for years. From the initial 2012 reports of the scandal, through the measures proposed to reform the system and then the investigations that led to one conviction and six acquittals in the UK, ...
By Nicola Sharp
1 April 2020
3 min read
Firms and senior managers are not complying with the Principles for Businesses before acting, according to Mark Steward, the Financial Conduct Authority’s Director of Enforcement and Market Oversight. He used a speech in London to state tha...
By Azizur Rahman 20 February 2020
Neil Williams of corporate crime solicitors Rahman Ravelli criticises what he sees as a lack of joined-up thinking.
16 February 2020
Nicola Sharp of corporate crime solicitors Rahman Ravelli considers whether this is likely to change in the near future.
By Nicola Sharp 7 February 2020
Syedur Rahman of business crime solicitors Rahman Ravelli analyses the FCA’s line of attack.
By Syedur Rahman 23 January 2020
Business crime solicitors Rahman Ravelli looks at the figures and gives a UK perspective.
23 January 2020
As the consultation period begins on the new senior managers regime that the Financial Conduct Authority intends to impose on some benchmark administrators,
By Azizur Rahman 3 December 2019
Compliance officers will have their hands full as the London Interbank Offered Rate (Libor) transition kicks in. A Q&A published by the Financial Conduct Authority (FCA) on conduct risk during Libor transition to alternative rates puts the ...
21 November 2019
The Financial Conduct Authority (FCA) has secured its joint largest-ever money laundering prison sentence against Richard Baldwin, a major player in Operation Tabernula. This was five years with eight months added for contempt of court. The...
By Azizur Rahman 5 September 2019
