As the regulator of the financial sector, the Financial Conduct Authority investigates companies and individuals. Those investigated must take the right steps to protect their assets and reputation.
Syedur Rahman
26 March 2021
The Financial Conduct Authority (FCA) has published a digital tool kit and other materials in an attempt to encourage whistleblowing.
Syedur Rahman
17 March 2021
The Financial Conduct Authority has brought criminal charges against NatWest bank for alleged money laundering failings.
Azizur Rahman
29 January 2021
The Financial Conduct Authority is reminding bankers and traders that they must keep meeting their recording obligations while working remotely during the pandemic.
Nicola Sharp
14 July 2020
The Financial Conduct Authority’s (FCA’s) warning letter to e-money firms about their failings has been seen as a reaction to Wirecard’s collapse.
Syedur Rahman
29 April 2020
The Financial Conduct Authority's decision to extend the period for completing compulsory FCA qualifications during COVID-19 home-working prompted Rahman Ravelli’s Syed Rahman to voice his concerns.
Azizur Rahman
9 April 2020
In its business plan for 2020, the Financial Conduct Authority (FCA) has emphasised that it will not be introducing an amnesty on enforcement action during the coronavirus crisis.
Azizur Rahman
8 April 2020
Aziz Rahman of financial crime solicitors Rahman Ravelli emphasises the importance of companies doing the same.
Azizur Rahman
20 February 2020
Firms and senior managers are not complying with the Principles for Businesses before acting, according to Mark Steward, the Financial Conduct Authority’s Director of Enforcement and Market Oversight....
Nicola Sharp
7 February 2020
Nicola Sharp of corporate crime solicitors Rahman Ravelli considers whether this is likely to change in the near future.
Syedur Rahman
23 January 2020
Syedur Rahman of business crime solicitors Rahman Ravelli analyses the FCA’s line of attack.