Request a Callback
The Financial Conduct Authority (FCA) was created specifically to investigate and prosecute wherever it suspects or identifies examples of misconduct in the financial markets. As the main regulator of the financial markets, it can bring criminal proceedings and regulatory enforcement proceedings.
Its scope goes beyond the individuals, companies and organisations it regulates. It can force anyone to attend an interview or produce documentation. The often complex nature of its investigations means that anyone that draws its attention will need specialist expert, experienced legal representation.
At Rahman Ravelli, our years of experience of dealing with the FCA’s predecessor the Financial Services Authority (FSA) and other investigating agencies stand us in good stead for dealing with the FCA. Having handled many complex, drawn-out cases involving huge amounts of money , our track record of success against many fraud prosecuting agencies means that we are equipped to provide strong, pro-active representation to anyone investigated by the FCA.
Whatever aspect of financial products the FCA is investigating a person over, we believe the best course of action is to launch a powerful, all-encompassing defence that employs our expertise and our experience of mis-selling cases.
If it is an individual or company being investigated by the FCA, we can employ our expertise in business crime cases to make sure they are given the best possible legal representation. We are also experienced in ensuring any potential conflicts of interest between a company and employee, should they both come under investigation, are handled appropriately.
Our specialist compliance experts can give the most appropriate advice on how to avoid any future problems with either the FCA or its sister organisation, the Prudential Regulation Authority (PRA); which regulates banks, insurers and investment firms.
As a firm that has represented clients in cases involving hundreds of millions of pounds, our experience, negotiating skills and deep-seated legal expertise in this field make Rahman Ravelli the logical choice when you are faced with the FCA.
Contact our specialist team.
“The time and energy they devote to matters is just brilliant.”
Fax: +44 (0)1422 430 526 DX16001 HX1
Business crime can often involve a number of companies, individuals and countries. As a result, it can be investigated by ... Read More 3 months ago
The Financial Conduct Authority (FCA) has warned four asset management companies that they may have broken competition law... Read More 7 months ago
Dishonesty has been re-defined. This is a major development: both for those of us in the legal profession and for those w... Read More 8 months ago
Royal Bank of Scotland has paid $44M to settle a US criminal investigation that accused its traders of lying to clients ov... Read More 8 months ago
After what appeared to be a far from certain future, the Serious Fraud Office (SFO) looks to be safe.
Prime Minister There... Read More 10 months ago
For years, the process of enforcement operated by the Financial Conduct Authority (FCA) was criticised for being too tilte... Read More 1 year ago
The Financial Services and Markets Act 2000 (FSMA) created new obligations on everyone working in banking, insurance and i... Read More 1 year ago
Firms are to be randomly investigated to make sure they are complying with their legal obligations regarding money launder... Read More 2 years ago
The forex scandal has prompted calls for change. It should also be seen as a call for compliance.
It’s taken a while an... Read More 3 years ago
Major pension changes are coming. And they will place a special responsibility on pension brokers and independent financia... Read More 3 years ago
Aziz Rahman considers why information is everything when it comes to insider trading and the law…and why we may see more... Read More 4 years ago
The forex scandal has seen huge fines imposed on some of the biggest banks. But, asks Aziz Rahman, are individuals likely ... Read More 4 years ago
The Financial Conduct Authority (FCA) appears to have been busy since replacing the Financial Services Authority (FSA) in ... Read More 4 years ago
The Financial Conduct Authority (FCA) has produced its Anti-Money Laundering Annual Report 2012-13. It pulls no punches ab... Read More 5 years ago
The Financial Conduct Authority (FCA) came into being on April Fools’ Day to replace the much-criticised Financial Servi... Read More 5 years ago
The newly-created Financial Conduct Authority (FCA) has fined a private bank £4.2M for failures in its anti-money launder... Read More 5 years ago